Kwok, Stephen Chee King 郭子敬
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CES Commodities (HK) Limited | Rep | Dealing in futures contracts | 2008-10-16 | |
| 2 | CES Forex (HK) Limited | Rep | Leveraged foreign exchange trading | 2017-06-02 | |
| 3 | Everbright Securities Investment Services (HK) Limited | Rep | Dealing in securities | 2005-11-09 | |
| 4 | SOUTHWEST SECURITIES (HK) ASSET MANAGEMENT LIMITED | Rep | Advising on securities | 2003-10-23 | 2005-03-14 |
| 5 | SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED | Rep | Dealing in securities | 2003-10-23 | 2005-11-01 |
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