Kwok, Ka Chung (SFC:AFG520) 郭家聰
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BOCI COMMODITIES & FUTURES LIMITED | Rep | Dealing in futures contracts | 2004-03-31 | 2006-06-09 |
| 2 | BOCI SECURITIES LIMITED | Rep | Dealing in securities | 2004-03-31 | 2006-06-09 | Rep | Dealing in futures contracts | 2005-10-14 | 2006-06-09 |
| 3 | CANTOR FITZGERALD (HONG KONG) CAPITAL MARKETS LIMITED | Rep | Dealing in futures contracts | 2006-06-16 | 2007-05-19 | Rep | Dealing in securities | 2006-06-16 | 2007-05-19 |
| 4 | CES Commodities (HK) Limited | Rep | Dealing in futures contracts | 2007-07-19 | 2013-01-01 |
| 5 | Everbright Securities Investment Services (HK) Limited | Rep | Dealing in securities | 2007-07-19 | 2013-01-01 |
| 6 | Newedge Broker Limited | Rep | Advising on futures contracts | 2003-10-09 | Rep | Asset management | 2003-10-09 | Rep | Automated trading services | 2004-03-31 | Rep | Dealing in futures contracts | 2004-03-31 | Rep | Dealing in securities | 2004-03-31 |
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