Kwok, Sze Kong 郭詩江
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CES Commodities (HK) Limited | Rep | Dealing in futures contracts | 2008-05-13 | 2012-09-10 |
| 2 | CES Forex (HK) Limited | Rep | Leveraged foreign exchange trading | 2008-07-22 | 2012-09-10 |
| 3 | DELTA ASIA FINANCIAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2012-09-19 | 2014-01-29 | Rep | Advising on futures contracts | 2012-10-08 | 2014-01-29 | RO | Advising on futures contracts | 2014-01-29 | 2016-06-30 | RO | Dealing in futures contracts | 2014-01-29 | 2016-06-30 |
| 4 | DELTA ASIA SECURITIES LIMITED | Rep | Advising on securities | 2012-09-19 | 2014-01-29 | Rep | Dealing in securities | 2012-09-19 | 2014-01-29 | Rep | Leveraged foreign exchange trading | 2012-09-19 | 2016-06-30 | RO | Advising on securities | 2014-01-29 | 2016-06-30 | RO | Dealing in securities | 2014-01-29 | 2016-06-30 |
| 5 | Delta Asia Wealth Management Limited | Rep | Asset management | 2012-10-08 | 2015-07-31 | RO | Advising on securities | 2015-07-31 | 2016-06-30 | RO | Asset management | 2015-07-31 | 2016-06-30 |
| 6 | Everbright Securities Investment Services (HK) Limited | Rep | Dealing in securities | 2008-03-19 | 2012-09-10 | Rep | Advising on securities | 2008-07-22 | 2012-09-10 |
| 7 | Huge Financial Holding Limited | RO | Advising on securities | 2022-01-17 | 2022-06-30 | RO | Asset management | 2022-01-17 | 2022-06-30 |
| 8 | PEGASUS FUND MANAGERS LIMITED | Rep | Advising on securities | 2004-03-30 | 2008-02-23 | Rep | Asset management | 2005-01-12 | 2008-02-23 |
| 9 | Sino Wealth Asset Management Limited | RO | Advising on securities | 2017-01-03 | 2018-01-17 | RO | Asset management | 2017-01-03 | 2018-01-17 |
| 10 | Sun Growth Asset Management Limited | RO | Advising on securities | 2018-09-19 | 2018-11-21 | RO | Asset management | 2018-09-19 | 2018-11-21 |
| 11 | SunPlus Capital Limited | RO | Advising on securities | 2019-05-02 | 2019-08-27 | RO | Asset management | 2019-05-02 | 2019-08-27 |
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