Lam, Kwok Kay (SFC:ABA739) 林國基
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CES Commodities (HK) Limited | Rep | Dealing in futures contracts | 2008-05-30 | |
| 2 | DELTA ASIA SECURITIES LIMITED | Rep | Advising on securities | 2004-08-23 | 2007-06-21 | Rep | Dealing in securities | 2004-08-23 | 2007-06-21 |
| 3 | Delta Asia Wealth Management Limited | Rep | Asset management | 2006-05-24 | 2007-06-21 |
| 4 | Everbright Securities Investment Services (HK) Limited | Rep | Advising on securities | 2007-07-11 | Rep | Dealing in securities | 2007-07-11 |
| 5 | UKFP (Asia) HK Limited | Rep | Advising on corporate finance | 2004-08-14 | Rep | Asset management | 2004-08-14 | Rep | Advising on securities | 2004-08-23 | Rep | Dealing in securities | 2004-08-23 |
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