Lam, Siu Lung 林兆龍
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CES Commodities (HK) Limited | Rep | Dealing in futures contracts | 2011-07-28 | 2012-03-24 |
| 2 | CES Forex (HK) Limited | Rep | Leveraged foreign exchange trading | 2011-07-28 | 2012-01-20 |
| 3 | CHINA MERCHANTS FUTURES (HK) CO., LIMITED | Rep | Dealing in futures contracts | 2014-09-17 | 2015-01-27 |
| 4 | CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | Rep | Dealing in securities | 2014-09-17 | 2015-01-27 |
| 5 | Everbright Securities Investment Services (HK) Limited | Rep | Dealing in securities | 2011-07-28 | 2012-03-24 |
| 6 | HSBC BROKING FOREX (ASIA) LIMITED | Rep | Leveraged foreign exchange trading | 2014-08-14 | 2014-09-01 |
| 7 | HSBC BROKING FUTURES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2014-05-07 | 2014-09-01 |
| 8 | HSBC BROKING SECURITIES (ASIA) LIMITED | Rep | Dealing in securities | 2013-12-23 | 2014-09-01 |
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