Lam, Wai Chun (SFC:ASM382) 林偉俊
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | AUS Financial Group (Hong Kong) Limited | Rep | Leveraged foreign exchange trading | 2020-09-04 | 2020-11-30 |
| 2 | CES Commodities (HK) Limited | Rep | Dealing in futures contracts | 2011-03-30 | 2012-05-28 |
| 3 | CES Forex (HK) Limited | Rep | Leveraged foreign exchange trading | 2011-03-30 | 2012-05-28 |
| 4 | CITY CREDIT CAPITAL (HK) LIMITED | Rep | Leveraged foreign exchange trading | 2012-11-20 | 2014-06-30 |
| 5 | IDS FOREX HK LIMITED | RO | Leveraged foreign exchange trading | 2016-09-22 | 2017-06-22 |
| 6 | Rakuten Securities Hong Kong Limited | Rep | Leveraged foreign exchange trading | 2009-03-02 | 2011-02-28 |
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