Lam, Wai Na 林慧娜
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CES Commodities (HK) Limited | Rep | Dealing in futures contracts | 2010-02-09 | 2011-11-25 |
| 2 | Everbright Securities Investment Services (HK) Limited | Rep | Dealing in securities | 2009-10-09 | 2011-11-25 |
| 3 | LUK FOOK FUTURES (HK) LIMITED | Rep | Dealing in futures contracts | 2012-01-04 | |
| 4 | LUK FOOK SECURITIES (HK) LIMITED | Rep | Dealing in securities | 2011-12-02 | Rep | Asset management | 2022-03-29 |
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