Lam, Yuk Ming (SFC:AOE457) 林鈺明
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Bright Fund Management Limited | Rep | Asset management | 2015-06-19 | 2023-08-31 |
| 2 | CES Commodities (HK) Limited | Rep | Dealing in futures contracts | 2006-11-16 | 2013-03-15 | Rep | Dealing in futures contracts | 2015-02-16 |
| 3 | CES Forex (HK) Limited | Rep | Leveraged foreign exchange trading | 2008-01-04 | 2010-08-01 | Rep | Leveraged foreign exchange trading | 2015-11-13 |
| 4 | CHINA EVERBRIGHT FOREX & FUTURES (HK) LIMITED | Rep | Dealing in futures contracts | 2017-12-27 | Rep | Leveraged foreign exchange trading | 2017-12-27 |
| 5 | CHINA EVERBRIGHT SECURITIES (HK) LIMITED | Rep | Dealing in securities | 2017-12-27 | |
| 6 | Everbright Securities Digital Finance (HK) Limited | Rep | Dealing in securities | 2019-11-19 | |
| 7 | Everbright Securities Investment Services (HK) Limited | Rep | Dealing in securities | 2006-11-16 | 2013-03-15 | Rep | Dealing in securities | 2015-02-16 | Rep | Advising on securities | 2018-08-29 |
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