Lau, Kenneth Chun Kan 劉晉勤
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CES Commodities (HK) Limited | Rep | Dealing in futures contracts | 2011-07-28 | 2012-09-01 |
| 2 | CES Forex (HK) Limited | Rep | Leveraged foreign exchange trading | 2011-07-28 | 2012-09-01 |
| 3 | Everbright Securities Investment Services (HK) Limited | Rep | Dealing in securities | 2011-07-28 | 2012-09-01 |
| 4 | Interactive Brokers Hong Kong Limited | Rep | Dealing in futures contracts | 2015-05-21 | 2022-03-05 | Rep | Dealing in securities | 2015-05-21 | 2022-03-05 | Rep | Leveraged foreign exchange trading | 2015-05-21 | 2022-03-05 |
| 5 | Interactive Brokers LLC | Rep | Dealing in futures contracts | 2012-11-01 | 2016-12-31 | Rep | Dealing in securities | 2012-11-01 | 2016-12-31 | Rep | Leveraged foreign exchange trading | 2012-11-01 | 2016-12-31 |
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