Lau, Tin Chi (SFC:AFJ127) 劉天賜
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CES Commodities (HK) Limited | Rep | Dealing in futures contracts | 2008-09-03 | 2023-08-20 |
| 2 | CES Forex (HK) Limited | Rep | Leveraged foreign exchange trading | 2004-05-14 | 2023-08-20 |
| 3 | Everbright Securities Investment Services (HK) Limited | Rep | Dealing in securities | 2004-05-14 | 2023-08-20 | Rep | Advising on securities | 2018-09-10 | 2023-08-20 |
| 4 | HONG KONG FOREX INVESTMENT LIMITED | Rep | Leveraged foreign exchange trading | 2004-05-14 | |
| 5 | Jone Portman Limited | Rep | Advising on securities | 2024-03-04 | Rep | Dealing in futures contracts | 2024-03-04 | Rep | Dealing in securities | 2024-03-04 |
| 6 | TSE'S SECURITIES LIMITED | Rep | Dealing in securities | 2003-07-11 | 2004-05-14 |
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