Lau, Josephine Wai Fung 劉惠豐
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | CES Commodities (HK) Limited | Rep | Dealing in futures contracts | 2008-05-27 | 2011-09-25 |
2 | CES Forex (HK) Limited | Rep | Leveraged foreign exchange trading | 2010-12-31 | 2011-09-25 |
3 | Everbright Securities Investment Services (HK) Limited | Rep | Dealing in securities | 2004-08-20 | 2011-09-25 | Rep | Advising on securities | 2009-03-13 | 2011-09-25 |
4 | Manulife Investment Management (Hong Kong) Limited | Rep | Dealing in securities | 2012-06-13 | 2012-07-05 | RO | Dealing in securities | 2012-07-05 | 2012-08-27 |
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