Law, For Yau 羅火有
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CES Commodities (HK) Limited | Rep | Dealing in futures contracts | 2003-07-30 | 2011-12-10 |
| 2 | CES Forex (HK) Limited | Rep | Leveraged foreign exchange trading | 2003-07-30 | 2010-08-01 |
| 3 | Everbright Securities Investment Services (HK) Limited | Rep | Advising on corporate finance | 2003-06-24 | Rep | Advising on securities | 2003-06-24 | Rep | Asset management | 2003-06-24 | Rep | Automated trading services | 2003-07-07 | Rep | Dealing in securities | 2011-12-10 |
| 4 | KGI ASIA LIMITED | Rep | Dealing in securities | 2014-04-25 | 2017-10-02 | Rep | Dealing in securities | 2017-10-03 | 2020-04-30 |
| 5 | KGI FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2014-04-25 | 2020-04-30 |
| 6 | ORIENT FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2012-02-06 | 2014-04-08 |
| 7 | ORIENT SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2012-02-06 | 2014-04-08 |
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