Law, Wai Yan (SFC:AMH034) 羅偉仁
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CES Commodities (HK) Limited | Rep | Dealing in futures contracts | 2005-07-26 | 2023-01-29 |
| 2 | CES Forex (HK) Limited | Rep | Leveraged foreign exchange trading | 2013-02-18 | 2023-01-29 |
| 3 | Everbright Securities Investment Services (HK) Limited | Rep | Dealing in securities | 2005-07-26 | 2023-01-29 |
| 4 | HANTEC FUTURES LIMITED | Rep | Dealing in futures contracts | 2023-02-16 | |
| 5 | HANTEC SECURITIES CO., LIMITED | Rep | Dealing in securities | 2023-02-16 | |
| 6 | HANTEC WEALTH MANAGEMENT COMPANY LIMITED | Rep | Advising on securities | 2023-02-28 | Rep | Asset management | 2023-02-28 |
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