Lee, David (SFC:AAF383) 李慶年
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CES Commodities (HK) Limited | Rep | Advising on futures contracts | 2004-01-19 | Rep | Asset management | 2004-01-19 | Rep | Dealing in futures contracts | 2011-05-06 | Rep | Dealing in futures contracts | 2011-06-17 | 2012-01-02 | Rep | Dealing in futures contracts | 2012-06-01 | 2014-05-01 |
| 2 | CES Forex (HK) Limited | Rep | Leveraged foreign exchange trading | 2009-09-30 | RO | Leveraged foreign exchange trading | 2009-09-30 | 2011-05-06 | Rep | Leveraged foreign exchange trading | 2011-06-17 | 2012-01-02 | Rep | Leveraged foreign exchange trading | 2012-06-01 | 2014-05-01 |
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