Lee, Ellen Sze Man 李思敏
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
Some data are hidden to fit your display. Rotate?
| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CASH Wealth Management Limited | Rep | Advising on securities | 2007-08-27 | 2008-02-14 |
| 2 | CES Commodities (HK) Limited | Rep | Dealing in futures contracts | 2009-09-29 | 2012-02-18 |
| 3 | CES Forex (HK) Limited | Rep | Leveraged foreign exchange trading | 2011-04-18 | 2012-02-18 |
| 4 | Everbright Securities Investment Services (HK) Limited | Rep | Dealing in securities | 2009-09-29 | 2012-02-18 |
| 5 | Landmark Asset Management Limited (HK) | Rep | Advising on securities | 2012-03-22 | 2013-01-30 | Rep | Asset management | 2012-03-22 | 2013-01-30 |
| 6 | Light & Salt Capital Management Limited | Rep | Asset management | 2016-02-17 | 2018-01-31 |
| 7 | Red Gate Asset Management Company Limited | Rep | Advising on securities | 2013-02-20 | 2016-02-07 | Rep | Asset management | 2013-02-20 | 2016-02-07 |
Sign up for our free newsletter
Recommend Webb-site to a friend
Copyright & disclaimer, Privacy policy