Lee, Tsz Ho (SFC:APJ560) 李子豪
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CES Commodities (HK) Limited | Rep | Dealing in futures contracts | 2008-10-20 | 2016-08-26 |
| 2 | CES Forex (HK) Limited | Rep | Leveraged foreign exchange trading | 2012-07-17 | 2016-08-26 |
| 3 | Everbright Securities Investment Services (HK) Limited | Rep | Dealing in securities | 2007-08-09 | 2016-08-26 | Rep | Advising on securities | 2015-05-15 | 2016-08-26 |
| 4 | ICBC (Asia) Futures Company Limited | Rep | Dealing in futures contracts | 2016-09-15 | 2016-09-30 | RO | Dealing in futures contracts | 2016-09-30 | 2021-07-27 | RO | Advising on futures contracts | 2017-02-02 | 2021-07-27 |
| 5 | ICBC Asset Management (Global) Company Limited | RO | Advising on futures contracts | 2017-09-27 | 2018-09-18 | Rep | Asset management | 2018-03-20 | 2018-09-18 |
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