Li, Patrick 李栢祺
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Bright Fund Management Limited | Rep | Asset management | 2012-03-20 | 2014-02-14 |
| 2 | CES Commodities (HK) Limited | Rep | Dealing in futures contracts | 2004-10-11 | 2014-02-14 |
| 3 | CES Forex (HK) Limited | Rep | Leveraged foreign exchange trading | 2006-11-22 | 2014-02-14 |
| 4 | CHINA RISE SECURITIES ASSET MANAGEMENT COMPANY LIMITED | Rep | Advising on securities | 2016-11-17 | 2017-01-12 | Rep | Asset management | 2016-11-17 | 2017-01-12 | Rep | Dealing in securities | 2016-11-17 | 2017-01-12 | RO | Advising on securities | 2017-01-12 | 2020-02-18 | RO | Asset management | 2017-01-12 | 2020-02-18 | RO | Dealing in securities | 2017-01-12 | 2020-02-18 |
| 5 | CHINA SILVER BULLET SECURITIES COMPANY LIMITED | RO | Advising on securities | 2020-03-06 | RO | Asset management | 2020-03-06 | RO | Dealing in securities | 2020-03-06 |
| 6 | Everbright Securities Investment Services (HK) Limited | Rep | Dealing in securities | 2004-10-11 | 2014-02-14 |
| 7 | HSBC BROKING FOREX (ASIA) LIMITED | Rep | Leveraged foreign exchange trading | 2014-03-12 | 2014-10-03 |
| 8 | HSBC BROKING FUTURES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2014-03-12 | 2014-10-03 |
| 9 | HSBC BROKING SECURITIES (ASIA) LIMITED | Rep | Dealing in securities | 2014-03-12 | 2014-10-03 |
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