Ng, Sing Lui 伍聲磊

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 PHILLIP COMMODITIES (H.K.) LIMITED Rep Dealing in futures contracts 2010-06-14 2011-07-23
2 PHILLIP SECURITIES (HONG KONG) LIMITED Rep Advising on securities 2010-06-14 2011-07-23
3 PHILLIP SECURITIES (HONG KONG) LIMITED Rep Dealing in securities 2010-06-14 2011-07-23
4 CES Commodities (HK) Limited Rep Dealing in futures contracts 2011-08-19 2013-11-25
5 Everbright Securities Investment Services (HK) Limited Rep Advising on securities 2011-08-19 2013-11-25
6 Everbright Securities Investment Services (HK) Limited Rep Dealing in securities 2011-08-19 2013-11-25
7 RHB FUTURES HONG KONG LIMITED Rep Dealing in futures contracts 2013-12-03 2014-08-09
8 RHB SECURITIES HONG KONG LIMITED Rep Dealing in securities 2013-12-03 2014-08-09

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