Poon, Peter Kwok Cheung 潘國祥
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Everbright Securities Investment Services (HK) Limited | Rep | Advising on corporate finance | 2004-01-19 | |
| 2 | CES Commodities (HK) Limited | Rep | Advising on futures contracts | 2004-01-19 | |
| 3 | Everbright Securities Investment Services (HK) Limited | Rep | Advising on securities | 2004-01-19 | |
| 4 | CES Commodities (HK) Limited | Rep | Asset management | 2004-01-19 | Everbright Securities Investment Services (HK) Limited | Rep | 2004-01-19 |
| 5 | Everbright Securities Investment Services (HK) Limited | Rep | Automated trading services | 2003-07-07 | |
| 6 | CES Commodities (HK) Limited | Rep | Dealing in futures contracts | 2012-11-13 | KGI FUTURES (HONG KONG) LIMITED | Rep | 2012-11-19 |
| 7 | Everbright Securities Investment Services (HK) Limited | Rep | Dealing in securities | 2012-11-13 | KGI ASIA LIMITED | Rep | 2012-11-19 | 2017-10-02 | KGI ASIA LIMITED | Rep | 2017-10-03 |
| 8 | CES Forex (HK) Limited | Rep | Leveraged foreign exchange trading | 2012-11-13 |
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