Poon, Yin Ling 潘燕玲
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | 313 Capital Management Limited | Rep | Advising on securities | 2016-10-13 | 2017-02-24 | Rep | Asset management | 2016-10-13 | 2017-02-24 |
| 2 | Awaken Thunder Capital Limited | RO | Advising on securities | 2021-03-17 | 2022-05-31 | RO | Asset management | 2021-03-17 | 2022-05-31 |
| 3 | CELESTIAL COMMODITIES LIMITED | Rep | Dealing in futures contracts | 2015-03-09 | 2015-10-02 |
| 4 | CELESTIAL SECURITIES LIMITED | Rep | Dealing in securities | 2015-03-09 | 2015-10-02 |
| 5 | CES Commodities (HK) Limited | Rep | Dealing in futures contracts | 2008-10-10 | 2013-07-28 |
| 6 | CES Forex (HK) Limited | Rep | Leveraged foreign exchange trading | 2008-10-10 | 2013-07-28 |
| 7 | CHIEF COMMODITIES LIMITED | Rep | Dealing in futures contracts | 2015-10-27 | 2016-07-31 |
| 8 | CHIEF SECURITIES LIMITED | Rep | Dealing in securities | 2015-10-27 | 2016-07-31 | Rep | Advising on securities | 2016-05-03 | 2016-07-31 |
| 9 | DELTA ASIA FINANCIAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2013-08-13 | 2015-02-13 |
| 10 | DELTA ASIA SECURITIES LIMITED | Rep | Dealing in securities | 2013-08-13 | 2015-02-13 | Rep | Leveraged foreign exchange trading | 2013-08-13 | 2015-02-13 |
| 11 | Everbright Securities Investment Services (HK) Limited | Rep | Dealing in securities | 2006-11-13 | 2013-07-28 |
| 12 | HANTEC WEALTH MANAGEMENT COMPANY LIMITED | RO | Advising on securities | 2022-06-02 | RO | Asset management | 2022-06-02 |
| 13 | SOUTH CHINA COMMODITIES LIMITED | Rep | Dealing in futures contracts | 2017-03-10 | 2018-05-15 |
| 14 | South China Investment Management Limited | Rep | Asset management | 2017-03-10 | 2018-05-15 |
| 15 | SOUTH CHINA RESEARCH LIMITED | Rep | Advising on securities | 2017-03-10 | 2018-05-15 |
| 16 | SOUTH CHINA SECURITIES LIMITED | Rep | Dealing in securities | 2017-03-10 | 2018-05-15 |
| 17 | T G HOLBORN (HK) LIMITED | Rep | Advising on corporate finance | 2005-02-21 | 2006-10-25 | Rep | Advising on securities | 2005-02-21 | 2006-10-25 |
| 18 | TIANDA ASSET MANAGEMENT LIMITED | Rep | Asset management | 2020-02-21 | 2020-11-20 |
| 19 | Wealthy Global Financial Asset Management Limited | RO | Advising on securities | 2018-09-24 | 2019-02-28 | RO | Asset management | 2018-09-24 | 2019-02-28 |
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