So, Chi Kin 蘇智健
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Akuna Hong Kong Limited | RO | Dealing in futures contracts | 2019-10-16 | 2022-02-28 | RO | Dealing in securities | 2019-10-16 | 2022-02-28 |
| 2 | CES Commodities (HK) Limited | Rep | Dealing in futures contracts | 2006-09-01 | 2008-08-22 | Rep | Dealing in futures contracts | 2009-11-18 | 2012-06-07 |
| 3 | CES Forex (HK) Limited | Rep | Leveraged foreign exchange trading | 2007-02-27 | 2008-08-22 | Rep | Leveraged foreign exchange trading | 2009-11-18 | 2012-06-07 |
| 4 | China Galaxy International Futures (Hong Kong) Co., Limited | Rep | Dealing in futures contracts | 2012-06-18 | 2014-04-30 | RO | Dealing in futures contracts | 2014-04-30 | 2018-01-21 |
| 5 | China Galaxy International Securities (Hong Kong) Co., Limited | Rep | Dealing in securities | 2012-06-18 | 2014-04-30 | RO | Dealing in securities | 2014-04-30 | 2018-01-21 |
| 6 | CNCB (Hong Kong) Capital Limited | Rep | Dealing in securities | 2018-02-05 | 2018-02-21 | RO | Dealing in securities | 2018-02-21 | 2019-07-13 | Rep | Advising on corporate finance | 2018-04-17 | 2019-02-22 | Rep | Asset management | 2018-04-17 | 2019-02-22 | RO | Advising on securities | 2018-04-17 | 2019-07-13 | RO | Asset management | 2019-02-22 | 2019-07-13 |
| 7 | Everbright Securities Investment Services (HK) Limited | Rep | Dealing in securities | 2007-02-27 | 2008-08-22 | Rep | Dealing in securities | 2011-06-03 | 2012-06-07 |
| 8 | Interactive Brokers LLC | Rep | Dealing in futures contracts | 2008-09-18 | 2009-10-06 | Rep | Dealing in securities | 2008-09-18 | 2009-10-06 | Rep | Leveraged foreign exchange trading | 2008-09-18 | 2009-10-06 |
| 9 | SHUN LOONG FUTURES LIMITED | Rep | Dealing in futures contracts | 2006-09-01 | 2008-08-22 |
| 10 | WEBULL SECURITIES LIMITED | RO | Dealing in securities | 2022-05-11 | RO | Advising on securities | 2023-05-31 | RO | Dealing in futures contracts | 2023-09-04 |
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