So, Han Meng Julian 蘇漢明
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CES Commodities (HK) Limited | Rep | Dealing in futures contracts | 2011-03-08 | 2011-09-01 |
| 2 | Everbright Securities Global (HK) Limited | Rep | Advising on corporate finance | 2011-11-15 | 2014-06-22 | Rep | Dealing in securities | 2011-11-15 | 2014-06-22 |
| 3 | Everbright Securities Investment Services (HK) Limited | Rep | Dealing in securities | 2011-03-08 | 2014-06-22 |
| 4 | MIZUHO SECURITIES ASIA LIMITED | Rep | Dealing in futures contracts | 2009-09-24 | 2010-12-17 | Rep | Dealing in securities | 2009-09-24 | 2010-12-17 | Rep | Advising on securities | 2009-10-13 | 2010-12-17 |
| 5 | Morgan Stanley Asia Limited | Rep | Dealing in securities | 2007-10-03 | 2009-08-14 |
| 6 | Morgan Stanley Hong Kong Futures Limited | Rep | Dealing in futures contracts | 2007-10-03 | 2009-08-14 |
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