Sze, Wai (SFC:APF452) 施維
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CES Commodities (HK) Limited | Rep | Dealing in futures contracts | 2008-12-16 | 2012-10-28 |
| 2 | Everbright Securities Investment Services (HK) Limited | Rep | Dealing in securities | 2007-07-06 | 2012-10-28 |
| 3 | LUK FOOK ASSET MANAGEMENT (HK) LIMITED | Rep | Asset management | 2017-01-17 | 2020-06-05 |
| 4 | LUK FOOK FUTURES (HK) LIMITED | Rep | Dealing in futures contracts | 2012-11-12 | 2016-05-31 | Rep | Dealing in futures contracts | 2016-11-29 | 2022-12-31 |
| 5 | LUK FOOK SECURITIES (HK) LIMITED | Rep | Dealing in securities | 2012-11-12 | 2016-05-31 | Rep | Advising on securities | 2013-04-29 | 2016-05-31 | Rep | Asset management | 2014-09-29 | 2016-05-31 | Rep | Advising on securities | 2016-11-29 | 2020-12-22 | Rep | Asset management | 2016-11-29 | 2020-12-22 | Rep | Dealing in securities | 2016-11-29 | 2022-12-31 |
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