Tam, Jackie Ching Kei 譚正己

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 Bright Fund Management Limited Rep Asset management 2012-01-27 2015-04-16
2 CES Commodities (HK) Limited Rep Dealing in futures contracts 2010-07-28 2015-04-16
3 CES Forex (HK) Limited Rep Leveraged foreign exchange trading 2011-02-21 2015-04-16
4 Everbright Securities Investment Services (HK) Limited Rep Dealing in securities 2010-07-28 2015-04-16
5 HSBC BROKING FOREX (ASIA) LIMITED Rep Leveraged foreign exchange trading 2015-05-04 2018-08-28
6 HSBC BROKING FUTURES (ASIA) LIMITED Rep Dealing in futures contracts 2015-05-04 2018-08-28
7 HSBC BROKING SECURITIES (ASIA) LIMITED Rep Advising on securities 2015-05-04 2018-08-28
Rep Dealing in securities 2015-05-04 2018-08-28

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