Tam, Matthew Shang Chi 譚尚智
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CES Commodities (HK) Limited | Rep | Dealing in futures contracts | 2006-02-03 | |
| 2 | Everbright Securities Investment Services (HK) Limited | Rep | Dealing in securities | 2006-02-03 | |
| 3 | KGI ASIA LIMITED | Rep | Advising on corporate finance | 2003-06-06 | Rep | Advising on securities | 2003-06-06 | Rep | Asset management | 2003-06-06 | Rep | Dealing in securities | 2003-06-06 |
| 4 | KGI FUTURES (HONG KONG) LIMITED | Rep | Advising on futures contracts | 2003-06-06 | Rep | Asset management | 2003-06-06 | Rep | Dealing in futures contracts | 2003-06-06 |
| 5 | PHILLIP COMMODITIES (H.K.) LIMITED | Rep | Automated trading services | 2003-06-23 | 2003-08-15 | Rep | Dealing in futures contracts | 2003-06-23 | 2004-07-21 |
| 6 | PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Automated trading services | 2003-06-23 | 2004-07-21 | Rep | Dealing in securities | 2003-06-23 | 2004-07-21 |
| 7 | SHUN LOONG FUTURES LIMITED | Rep | Dealing in futures contracts | 2004-08-17 | 2010-04-12 |
| 8 | SHUN LOONG SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2004-08-17 | 2010-04-12 |
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