Tan, Vera Zi Lin 陳姿霖
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CES Commodities (HK) Limited | Rep | Dealing in futures contracts | 2011-03-08 | 2011-09-01 |
| 2 | CMSC PARTNERS LIMITED | RO | Asset management | 2018-08-03 | 2021-10-28 |
| 3 | Everbright Securities Global (HK) Limited | Rep | Advising on corporate finance | 2011-11-15 | 2014-10-25 | Rep | Dealing in securities | 2011-11-15 | 2014-10-25 |
| 4 | Everbright Securities Investment Services (HK) Limited | Rep | Dealing in securities | 2011-03-08 | 2014-10-25 |
| 5 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | Dealing in securities | 2006-05-02 | 2009-03-24 |
| 6 | MIZUHO SECURITIES ASIA LIMITED | Rep | Dealing in futures contracts | 2010-05-03 | 2010-12-16 | Rep | Dealing in securities | 2010-05-03 | 2010-12-16 |
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