Wong, Kam Wing (SFC:APC770) 黃錦榮
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CES Commodities (HK) Limited | Rep | Dealing in futures contracts | 2008-09-30 | 2012-09-24 |
| 2 | CES Forex (HK) Limited | Rep | Leveraged foreign exchange trading | 2011-02-16 | 2012-09-24 |
| 3 | DELTA ASIA FINANCIAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2012-09-26 | 2015-08-18 | Rep | Advising on futures contracts | 2012-10-18 | 2015-08-18 |
| 4 | DELTA ASIA SECURITIES LIMITED | Rep | Advising on securities | 2012-09-26 | 2015-08-18 | Rep | Dealing in securities | 2012-09-26 | 2015-08-18 | Rep | Leveraged foreign exchange trading | 2012-09-26 | 2015-08-18 |
| 5 | Delta Asia Wealth Management Limited | Rep | Asset management | 2012-10-18 | 2015-08-18 |
| 6 | Everbright Securities Investment Services (HK) Limited | Rep | Dealing in securities | 2008-03-26 | 2012-09-24 | Rep | Advising on securities | 2008-07-11 | 2012-09-24 |
| 7 | KOALA CAPITAL MANAGEMENT LIMITED | RO | Asset management | 2017-10-03 | 2018-08-31 |
| 8 | PEGASUS FUND MANAGERS LIMITED | Rep | Advising on securities | 2007-06-22 | 2008-03-02 | Rep | Asset management | 2007-06-22 | 2008-03-02 |
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