Wong, Sing Chi (SFC:AVI617) 黃承志
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
Some data are hidden to fit your display. Rotate?
| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CES Commodities (HK) Limited | Rep | Dealing in futures contracts | 2010-10-15 | 2012-06-01 | Rep | Dealing in futures contracts | 2014-05-08 | 2015-09-06 |
| 2 | CES Forex (HK) Limited | Rep | Leveraged foreign exchange trading | 2015-03-13 | 2015-09-06 |
| 3 | Everbright Securities Investment Services (HK) Limited | Rep | Advising on securities | 2010-06-22 | 2012-06-01 | Rep | Dealing in securities | 2010-06-22 | 2012-06-01 | Rep | Dealing in securities | 2014-05-08 | 2015-09-06 |
| 4 | UPBEST ASSETS MANAGEMENT LIMITED | Rep | Asset management | 2012-08-16 | 2014-04-14 | Rep | Asset management | 2015-09-25 | 2021-12-17 |
| 5 | UPBEST COMMODITIES COMPANY LIMITED | Rep | Dealing in futures contracts | 2012-06-20 | 2014-04-14 | Rep | Dealing in futures contracts | 2015-09-25 | 2021-12-17 |
| 6 | UPBEST SECURITIES COMPANY LIMITED | Rep | Advising on securities | 2012-06-20 | 2014-04-14 | Rep | Dealing in securities | 2012-06-20 | 2014-04-14 | Rep | Dealing in securities | 2015-09-25 | 2021-12-17 |
Sign up for our free newsletter
Recommend Webb-site to a friend
Copyright & disclaimer, Privacy policy