Wong, Wan Kin 黃雲鍵
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CES Commodities (HK) Limited | Rep | Dealing in futures contracts | 2010-11-17 | 2013-11-09 |
| 2 | Everbright Securities Investment Services (HK) Limited | Rep | Dealing in securities | 2010-11-17 | 2013-11-09 |
| 3 | Octal Capital Limited | Rep | Advising on corporate finance | 2017-06-05 | 2018-12-01 | Rep | Dealing in securities | 2017-06-05 | 2018-12-01 |
| 4 | SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED | Rep | Dealing in securities | 2010-07-21 | 2010-07-21 |
| 5 | SOUTHWEST SECURITIES (HK) FUTURES LIMITED | Rep | Dealing in futures contracts | 2010-07-21 | 2010-07-21 |
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