Yiu, Wai Yi 姚惠儀
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
Some data are hidden to fit your display. Rotate?
| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BOCI SECURITIES LIMITED | Rep | Dealing in futures contracts | 2014-01-22 | 2019-04-30 | Rep | Dealing in securities | 2014-01-22 | 2019-04-30 |
| 2 | Bright Fund Management Limited | Rep | Asset management | 2012-10-19 | 2013-11-27 |
| 3 | CES Commodities (HK) Limited | Rep | Dealing in futures contracts | 2008-05-27 | 2013-11-27 |
| 4 | Everbright Securities Investment Services (HK) Limited | Rep | Dealing in securities | 2007-10-18 | 2013-11-27 |
| 5 | GUOTAI JUNAN FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2019-05-24 | Rep | Advising on futures contracts | 2019-06-25 |
| 6 | GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2019-05-24 | Rep | Advising on securities | 2019-06-25 |
Sign up for our free newsletter
Recommend Webb-site to a friend
Copyright & disclaimer, Privacy policy