Yu, Pui Pui 余珮珮
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
Some data are hidden to fit your display. Rotate?
| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | AXA CHINA REGION INVESTMENT SERVICES LIMITED | Rep | Dealing in securities | 2014-07-03 | 2019-05-31 |
| 2 | CES Commodities (HK) Limited | Rep | Dealing in futures contracts | 2003-08-05 | 2005-08-01 | Rep | Dealing in futures contracts | 2006-07-17 | 2014-03-08 |
| 3 | Everbright Securities Investment Services (HK) Limited | Rep | Dealing in securities | 2003-08-05 | 2005-08-01 | Rep | Dealing in securities | 2006-07-17 | 2014-03-08 |
| 4 | GT CAPITAL LIMITED | Rep | Dealing in securities | 2005-08-15 | 2005-10-24 | Rep | Advising on securities | 2005-09-12 | 2006-05-15 | RO | Dealing in securities | 2005-10-24 | 2006-04-24 |
| 5 | HAITONG INTERNATIONAL FUTURES LIMITED | Rep | Advising on futures contracts | 2003-04-26 | Rep | Asset management | 2003-04-26 | Rep | Automated trading services | 2003-04-26 | Rep | Dealing in futures contracts | 2003-04-26 |
| 6 | HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Advising on corporate finance | 2003-04-26 | Rep | Advising on securities | 2003-04-26 | Rep | Asset management | 2003-04-26 | Rep | Automated trading services | 2003-04-26 | Rep | Dealing in securities | 2003-04-26 |
Sign up for our free newsletter
Recommend Webb-site to a friend
Copyright & disclaimer, Privacy policy