Wan, German Kin Shing 溫健成
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Bright Fund Management Limited | Rep | Advising on corporate finance | 2004-01-27 | Rep | Asset management | 2004-01-27 | Rep | Advising on securities | 2006-01-12 | Rep | Dealing in securities | 2006-01-12 |
| 2 | CES International Commodities (HK) Limited | RO | Dealing in futures contracts | 2008-05-09 | 2014-11-16 |
| 3 | Everbright Securities Investment Services (HK) Limited | Rep | Advising on securities | 2006-01-23 | 2014-11-16 | Rep | Dealing in securities | 2006-01-23 | 2014-11-16 |
| 4 | SUN YI COMPANY LIMITED | RO | Dealing in futures contracts | 2008-05-09 | 2014-11-16 |
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