Kong, Lorraine Li Yi 龔立儀
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | DAKIN CAPITAL LIMITED | Rep | Advising on corporate finance | 2017-05-23 | 2021-02-26 |
| 2 | Everbright Securities Global (HK) Limited | Rep | Advising on corporate finance | 2011-04-19 | 2011-09-16 | Rep | Dealing in securities | 2011-04-19 | 2011-09-16 |
| 3 | Everbright Securities Investment Services (HK) Limited | Rep | Dealing in securities | 2011-04-19 | 2011-09-16 |
| 4 | SHENWAN HONGYUAN CAPITAL (H.K.) LIMITED | Rep | Advising on corporate finance | 2011-10-17 | 2011-11-19 | Rep | Advising on securities | 2011-10-17 | 2011-11-19 | Rep | Dealing in securities | 2011-10-17 | 2011-11-19 |
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