Law, On Yee 羅安怡
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
Some data are hidden to fit your display. Rotate?
| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Everbright Securities Global (HK) Limited | Rep | Advising on corporate finance | 2011-02-25 | 2015-01-05 | Rep | Dealing in securities | 2011-09-09 | 2015-01-05 |
| 2 | Everbright Securities Investment Services (HK) Limited | Rep | Advising on securities | 2011-01-18 | 2015-01-05 | Rep | Dealing in securities | 2011-01-18 | 2015-01-05 |
| 3 | MORTON SECURITIES LIMITED | Rep | Dealing in securities | 2017-06-07 | 2017-08-08 | RO | Dealing in securities | 2017-08-08 | 2018-10-05 |
| 4 | ORIENT SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2015-01-28 | 2015-05-22 |
| 5 | ORIENTAL PATRON SECURITIES LIMITED | Rep | Advising on securities | 2015-05-28 | 2016-04-11 | Rep | Dealing in securities | 2015-05-28 | 2016-04-11 | RO | Advising on securities | 2016-04-11 | 2017-05-21 | RO | Dealing in securities | 2016-04-11 | 2017-05-21 |
| 6 | Solomon Capital Management Limited (HK) | RO | Advising on securities | 2021-12-01 | RO | Dealing in securities | 2021-12-01 | Rep | Asset management | 2023-03-13 |
Sign up for our free newsletter
Recommend Webb-site to a friend
Copyright & disclaimer, Privacy policy