Lee, Ka Yan (SFC:AXX669) 李嘉欣
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
Some data are hidden to fit your display. Rotate?
| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Everbright Securities Global (HK) Limited | Rep | Advising on corporate finance | 2011-08-24 | 2013-01-05 | Rep | Dealing in securities | 2011-08-24 | 2013-01-05 |
| 2 | Everbright Securities Investment Services (HK) Limited | Rep | Dealing in securities | 2011-08-24 | 2013-01-05 |
| 3 | HSBC BROKING FOREX (ASIA) LIMITED | Rep | Leveraged foreign exchange trading | 2023-04-27 | |
| 4 | HSBC BROKING FUTURES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2023-04-27 | |
| 5 | HSBC BROKING SECURITIES (ASIA) LIMITED | Rep | Dealing in securities | 2023-04-27 |
Sign up for our free newsletter
Recommend Webb-site to a friend
Copyright & disclaimer, Privacy policy