Wong, Ka Ho (SFC:AXX645) 王家豪
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Everbright Securities Global (HK) Limited | Rep | Advising on corporate finance | 2011-08-22 | 2016-02-14 | Rep | Dealing in securities | 2011-08-22 | 2016-02-14 |
| 2 | Everbright Securities Investment Services (HK) Limited | Rep | Advising on securities | 2011-08-22 | 2016-02-14 | Rep | Dealing in securities | 2011-08-22 | 2016-02-14 |
| 3 | FOUNDER SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2019-05-30 | 2019-08-29 | RO | Dealing in securities | 2019-08-29 | 2020-08-29 |
| 4 | Guosen Securities (HK) Brokerage Company, Limited | Rep | Dealing in securities | 2016-03-02 | 2018-11-02 |
| 5 | GUOSEN SECURITIES (HK) CAPITAL COMPANY LIMITED | Rep | Advising on corporate finance | 2016-03-02 | 2018-11-02 | Rep | Dealing in securities | 2016-03-02 | 2018-11-02 |
| 6 | WAN LUNG SECURITIES LIMITED | RO | Advising on securities | 2022-10-10 | RO | Asset management | 2022-10-10 | RO | Dealing in securities | 2022-10-10 |
| 7 | Zhonghui International Securities Limited | RO | Advising on securities | 2021-06-30 | 2022-08-09 | RO | Dealing in securities | 2021-06-30 | 2022-08-09 | RO | Asset management | 2022-06-27 | 2022-08-09 |
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