Lau, Pak Sun 劉栢燊

show old organisation names

SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

Some data are hidden to fit your display. Rotate?

Organisation Role Activity From Until
1 Yuanta Securities (Hong Kong) Company Limited Rep Advising on corporate finance 2014-02-04 2014-04-24
CHINA INDUSTRIAL SECURITIES INTERNATIONAL CAPITAL LIMITED Rep 2014-04-30 2014-12-04
SINOLINK SECURITIES (HONG KONG) COMPANY LIMITED Rep 2017-02-28 2020-02-21
SOUTHWEST SECURITIES (HK) CAPITAL LIMITED Rep 2020-03-16 2022-10-03
2 Everbright Securities Investment Services (HK) Limited Rep Advising on securities 2011-09-09 2012-07-24
Yuanta Securities (Hong Kong) Company Limited Rep 2013-07-19 2014-04-24
SINOLINK SECURITIES (HONG KONG) COMPANY LIMITED Rep 2017-02-28 2020-02-21
SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED Rep 2020-03-16 2022-10-03
3 KGI FUTURES (HONG KONG) LIMITED Rep Dealing in futures contracts 2008-05-23 2011-05-14
Funderstone Futures Limited Rep 2012-08-08 2013-01-31
4 DELTA ASIA SECURITIES LIMITED Rep Dealing in securities 2005-08-09 2005-11-07
KGI ASIA LIMITED Rep 2008-05-23 2011-05-14
ABCI Securities Company Limited Rep 2011-05-30 2011-08-22
Everbright Securities Investment Services (HK) Limited Rep 2011-09-09 2012-07-24
Funderstone Securities Limited Rep 2012-08-08 2013-01-31
Yuanta Securities (Hong Kong) Company Limited Rep 2013-07-19 2014-04-24
CHINA INDUSTRIAL SECURITIES INTERNATIONAL CAPITAL LIMITED Rep 2014-04-30 2014-12-04
CIS SECURITIES ASSET MANAGEMENT LIMITED Rep 2015-01-12 2016-10-25
SINOLINK SECURITIES (HONG KONG) COMPANY LIMITED Rep 2016-11-16 2017-05-23
SINOLINK SECURITIES (HONG KONG) COMPANY LIMITED RO 2017-05-23 2020-02-21
SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED Rep 2020-03-16 2020-05-26
SOUTHWEST SECURITIES (HK) CAPITAL LIMITED Rep 2020-03-16 2020-05-26
SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED RO 2020-05-26 2022-10-03
SOUTHWEST SECURITIES (HK) CAPITAL LIMITED RO 2020-05-26 2022-10-03

Sign up for our free newsletter

Recommend Webb-site to a friend

Copyright & disclaimer, Privacy policy

Back to top