Li, Clara Shuk Man 李淑敏
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CES Commodities (HK) Limited | Rep | Dealing in futures contracts | 2016-01-14 | |
| 2 | Everbright Securities Investment Services (HK) Limited | Rep | Dealing in securities | 2004-05-24 | 2004-12-15 | Rep | Dealing in securities | 2011-01-26 | Rep | Advising on securities | 2013-07-24 |
| 3 | PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2007-04-12 | 2009-09-19 |
| 4 | Sinofortune Securities Limited | Rep | Dealing in securities | 2006-08-03 | 2007-03-31 |
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