Ng, Wai Man (SFC:AXV193) 吳衛文
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Everbright Securities Investment Services (HK) Limited | Rep | Advising on securities | 2011-08-08 | 2012-03-27 | Rep | Dealing in securities | 2011-08-08 | 2012-03-27 |
| 2 | HOMILY WORLDWIDE SECURITIES COMPANY LIMITED | RO | Advising on securities | 2021-06-16 | 2023-07-31 | RO | Dealing in securities | 2021-06-16 | 2023-07-31 |
| 3 | KGI ASIA LIMITED | Rep | Dealing in securities | 2015-03-16 | 2016-03-07 | Rep | Dealing in securities | 2017-02-21 | 2017-10-02 | Rep | Dealing in securities | 2017-10-03 | 2019-08-30 |
| 4 | SUNFUND FUND MANAGEMENT LIMITED | Rep | Asset management | 2020-09-28 | 2021-05-16 |
| 5 | SUNFUND SECURITIES LIMITED | Rep | Advising on securities | 2020-09-28 | 2020-10-27 | Rep | Dealing in securities | 2020-09-28 | 2020-10-27 | RO | Advising on securities | 2020-10-27 | 2021-05-16 | RO | Dealing in securities | 2020-10-27 | 2021-05-16 |
| 6 | ZMF Asset Management Limited | Rep | Dealing in securities | 2019-09-23 | 2019-10-08 | Rep | Asset management | 2019-10-08 | 2020-08-24 | RO | Advising on securities | 2019-10-08 | 2020-08-24 | RO | Dealing in securities | 2019-10-08 | 2020-08-24 |
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