To, Yin Kwan 杜雅芳
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Everbright Securities Investment Services (HK) Limited | Rep | Dealing in securities | 2011-08-22 | 2013-01-01 |
| 2 | FDB Asset Management Limited | Rep | Advising on securities | 2023-10-31 | Rep | Asset management | 2023-10-31 |
| 3 | KGI ASIA LIMITED | Rep | Advising on securities | 2013-05-08 | 2014-11-15 | Rep | Dealing in securities | 2013-05-08 | 2014-11-15 |
| 4 | SOUTH CHINA RESEARCH LIMITED | Rep | Advising on securities | 2017-03-22 | 2020-02-18 |
| 5 | SOUTH CHINA SECURITIES LIMITED | Rep | Dealing in securities | 2017-03-22 | 2020-08-31 |
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