Yu, Miu Ki 庾苗期
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Atta Capital Limited | Rep | Advising on securities | 2017-03-07 | 2017-05-23 | Rep | Asset management | 2017-03-07 | 2017-05-23 | RO | Advising on securities | 2017-05-23 | 2020-06-15 | RO | Asset management | 2017-05-23 | 2020-06-15 |
| 2 | CTBC Asia Limited | Rep | Asset management | 2004-02-17 | 2007-03-14 | Rep | Dealing in securities | 2004-02-17 | 2007-04-30 | RO | Asset management | 2007-03-14 | 2007-04-30 |
| 3 | Guohua International Asset Management Limited | RO | Advising on securities | 2020-06-17 | 2022-12-30 | RO | Asset management | 2020-06-17 | 2022-12-30 |
| 4 | Sino Wealth Asset Management Limited | RO | Advising on securities | 2023-05-30 | RO | Asset management | 2023-05-30 |
| 5 | Sinostar Asset Management Limited | RO | Asset management | 2013-08-16 | 2017-02-10 | RO | Advising on securities | 2015-12-21 | 2017-02-10 |
| 6 | SYZ Asset Management (Asia) Limited | Rep | Asset management | 2007-06-22 | 2010-06-22 | RO | Asset management | 2010-06-22 | 2013-05-31 |
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