Leung, Yin Wing 梁彥頴
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Easy Fund Management Company Limited | RO | Advising on securities | 2017-10-30 | 2018-11-21 | RO | Asset management | 2017-10-30 | 2018-11-21 |
| 2 | KGI ASIA LIMITED | Rep | Advising on securities | 2015-04-02 | 2016-12-20 | Rep | Dealing in securities | 2015-04-02 | 2016-12-20 |
| 3 | KGI Asset Management Limited | Rep | Asset management | 2007-12-21 | 2012-09-14 | RO | Asset management | 2012-09-14 | 2016-12-20 | RO | Dealing in securities | 2013-05-31 | 2016-12-20 | RO | Advising on corporate finance | 2013-08-19 | 2016-11-22 | RO | Advising on securities | 2013-08-19 | 2016-12-20 |
| 4 | KGI FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2015-11-04 | 2016-12-20 |
| 5 | Redbridge Global Strategies Limited | RO | Advising on securities | 2018-12-13 | 2019-09-20 | RO | Asset management | 2018-12-13 | 2019-09-20 | RO | Dealing in securities | 2019-04-25 | 2019-09-20 |
| 6 | SHANGGU ASSET MANAGEMENT (ASIA) LIMITED | Rep | Advising on securities | 2021-01-12 | 2021-02-26 | Rep | Asset management | 2021-01-12 | 2021-02-26 | RO | Advising on securities | 2021-02-26 | RO | Asset management | 2021-02-26 | RO | Dealing in securities | 2021-02-26 |
| 7 | T G HOLBORN (HK) LIMITED | RO | Advising on corporate finance | 2013-11-29 | RO | Advising on securities | 2013-11-29 |
| 8 | WeGeneral Asset Management Limited | RO | Advising on securities | 2019-11-20 | 2020-11-30 | RO | Asset management | 2019-11-20 | 2020-11-30 |
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