Lau, Shing (SFC:AIC994) 劉成
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | KGI Asset Management Limited | Rep | Advising on securities | 2013-09-04 | 2014-02-28 | Rep | Dealing in securities | 2013-09-04 | 2014-02-28 |
| 2 | T G HOLBORN (HK) LIMITED | Rep | Advising on securities | 2007-06-08 | 2013-11-06 |
| 3 | WM (HK) Limited | Rep | Advising on corporate finance | 2004-06-05 | Rep | Asset management | 2005-01-03 | Rep | Dealing in securities | 2005-01-03 | Rep | Advising on securities | 2005-08-03 |
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