Yee, Peter Lok Fun 余恪訓
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CENTALINE WEALTH MANAGEMENT LIMITED | Rep | Advising on securities | 2006-12-20 | 2009-01-06 | Rep | Asset management | 2008-07-25 | 2009-01-06 |
| 2 | KGI ASIA LIMITED | Rep | Advising on securities | 2014-09-12 | 2017-10-02 | Rep | Dealing in securities | 2014-09-12 | 2017-10-02 | Rep | Advising on securities | 2017-10-03 | Rep | Dealing in securities | 2017-10-03 |
| 3 | KGI Asset Management Limited | Rep | Advising on securities | 2013-08-07 | 2014-09-04 | Rep | Dealing in securities | 2013-08-07 | 2014-09-04 |
| 4 | T G HOLBORN (HK) LIMITED | Rep | Advising on securities | 2004-12-16 | 2006-12-04 | Rep | Advising on securities | 2009-02-05 | 2013-10-17 |
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