Yuen, Wai Yat 阮維一
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | KGI ASIA LIMITED | Rep | Advising on securities | 2015-03-23 | 2017-02-05 | Rep | Dealing in securities | 2015-03-23 | 2017-02-05 |
| 2 | KGI Asset Management Limited | Rep | Advising on corporate finance | 2013-08-07 | 2016-11-22 | Rep | Advising on securities | 2013-08-07 | 2017-02-05 | Rep | Dealing in securities | 2013-08-07 | 2017-02-05 |
| 3 | T G HOLBORN (HK) LIMITED | Rep | Advising on corporate finance | 2013-11-29 | Rep | Advising on securities | 2013-11-29 |
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