Stokes, Nicholas Peter
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
Some data are hidden to fit your display. Rotate?
| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BGC SECURITIES (HONG KONG) LLC | Rep | Dealing in securities | 2019-06-03 | 2019-10-04 | RO | Dealing in securities | 2019-10-04 | 2021-06-30 |
| 2 | T.F.S. Derivatives HK Limited | Rep | Dealing in securities | 2009-11-24 | 2010-05-12 | RO | Dealing in securities | 2010-05-12 | 2015-01-08 | Rep | Dealing in securities | 2015-01-08 | 2019-02-12 |
Sign up for our free newsletter
Recommend Webb-site to a friend
Copyright & disclaimer, Privacy policy