Young, Alan James Michael
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | LOUIS CAPITAL MARKETS (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2013-11-20 | 2014-01-23 | Rep | Dealing in securities | 2013-11-20 | 2014-01-23 | RO | Dealing in futures contracts | 2014-01-23 | 2017-01-11 | RO | Dealing in securities | 2014-01-23 | 2017-01-11 |
| 2 | T.F.S. Derivatives HK Limited | RO | Dealing in futures contracts | 2009-04-03 | 2013-11-06 | Rep | Dealing in securities | 2009-07-22 | 2010-01-19 | RO | Dealing in securities | 2010-01-19 | 2013-11-06 | Rep | Dealing in futures contracts | 2017-03-20 | 2017-05-04 | Rep | Dealing in securities | 2017-03-20 | 2017-05-04 | RO | Dealing in futures contracts | 2017-05-04 | 2021-01-04 | RO | Dealing in securities | 2017-05-04 | 2021-01-04 | Rep | Dealing in futures contracts | 2024-01-02 | Rep | Dealing in securities | 2024-01-02 |
| 3 | TRIO EQUITY DERIVATIVES (HONG KONG) LIMITED | RO | Dealing in futures contracts | 2004-12-31 | 2006-12-28 | RO | Dealing in securities | 2004-12-31 | 2006-12-28 |
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