Hugh, James Clifford 丘志雄
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Celera Markets Limited | Rep | Dealing in securities | 2015-01-21 | 2015-06-26 | RO | Dealing in futures contracts | 2015-06-26 | 2019-06-27 | RO | Dealing in securities | 2015-06-26 | 2019-06-27 |
| 2 | Forte Securities (Asia) Limited | RO | Dealing in futures contracts | 2020-11-17 | RO | Dealing in securities | 2020-11-17 |
| 3 | T.F.S. Derivatives HK Limited | Rep | Dealing in futures contracts | 2009-05-12 | 2012-01-13 | Rep | Dealing in securities | 2009-06-18 | 2012-01-13 |
| 4 | TULLETT PREBON (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2012-03-28 | 2014-09-02 | Rep | Dealing in securities | 2012-03-28 | 2014-09-02 |
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