Tam, Ka Keung 譚家強
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | PHILLIP COMMODITIES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2007-05-03 | 2010-09-17 | Rep | Leveraged foreign exchange trading | 2008-09-30 | 2010-09-17 | Rep | Advising on futures contracts | 2010-05-27 | 2010-09-17 |
| 2 | PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2007-05-03 | 2010-09-17 | Rep | Advising on securities | 2008-07-29 | 2010-09-17 |
| 3 | TAI TAK SECURITIES (ASIA) LIMITED | Rep | Dealing in securities | 2010-09-24 | 2012-03-01 |
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