Wong, Yuk Ming (SFC:AEY116) 王玉明
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | LAI PO HUNG & COMPANY LIMITED | Rep | Dealing in securities | 2007-06-20 | 2010-10-29 |
| 2 | OnePlatform Securities Limited | Rep | Dealing in securities | 2010-11-09 | 2011-05-18 |
| 3 | TAI TAK SECURITIES (ASIA) LIMITED | Rep | Dealing in securities | 2010-10-29 | 2010-11-03 | Rep | Dealing in securities | 2011-05-20 |
| 4 | WING SANG SECURITIES COMPANY LIMITED | Rep | Advising on corporate finance | 2003-12-17 | Rep | Advising on securities | 2003-12-17 | Rep | Asset management | 2003-12-17 | Rep | Dealing in securities | 2006-05-31 |
| 5 | WO FUNG SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2006-11-24 | 2007-06-04 |
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